-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgJ55fshv04hR9Gg4XOjKtMw7Ot4ZmD26wMOWRHQV98poOPBwI2iozpVrRzRN++w WyWum1RHxUA/Sx+Pj9uuzA== 0000950134-06-018869.txt : 20061010 0000950134-06-018869.hdr.sgml : 20061009 20061010124543 ACCESSION NUMBER: 0000950134-06-018869 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061010 DATE AS OF CHANGE: 20061010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRITY MUTUAL FUNDS INC CENTRAL INDEX KEY: 0000944696 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 450404061 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60015 FILM NUMBER: 061136674 BUSINESS ADDRESS: STREET 1: 1 MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 BUSINESS PHONE: 7018525292 MAIL ADDRESS: STREET 1: 1 MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 FORMER COMPANY: FORMER CONFORMED NAME: ND HOLDINGS INC DATE OF NAME CHANGE: 19950501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CUMMER JEFFREY A CENTRAL INDEX KEY: 0001051427 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3417 HULEN STREET CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8177319559 MAIL ADDRESS: STREET 1: 3417 HULEN STREET CITY: FORT WOTH STATE: TX ZIP: 76107 SC 13D/A 1 d40213asc13dza.htm AMENDMENT TO SCHEDULE 13D sc13dza
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 2)
Under the Securities Exchange Act of 1934
Integrity Mutual Funds, Inc.
 
(Name of Issuer)
Common
 
(Title of Class of Securities)
45820C 10 6
 
(CUSIP Number)
Margaret E. Holland
Holland, Johns, Schwartz & Penny, L.L.P.
306 West Seventh Street, Suite 500
Fort Worth, Texas 76102
(817) 335-1050
 
(Name, Address and Telephone Number of Persons Authorized to
Receive Notices and Communications)
October 4, 2006
 
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note. Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


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Item 3. Source and Amount of Funds or Other Consideration
Item 5. Interest in Securities of the Issuer
SIGNATURES


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CUSIP No. 45820C 10 6   13D    
         
1.
  Name of Reporting Person   Jeffrey A. Cummer
 
       
 
  IRS Identification Nos. of above persons (entities only)    
 
       
2.
  Check the appropriate box if a member of a group   (a) [  ]
 
  (See Instructions)   (b) [  ]
 
       
             
3.
  SEC use only         
       
         
4.
  Source of funds   not applicable
 
       
5.
  Check if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e) [  ]    
 
       
6.
  Citizenship or place of organization   U. S.
 
       
Number of Shares Beneficially Owned by Each Reporting Person With    
 
       
7.
  Sole voting power   0
 
       
8.
  Shared voting power   4,713,642
 
       
9.
  Sole dispositive power   0
 
       
10.
  Shared dispositive power   4,713,642
 
       
11.
  Aggregate amount beneficially owned by each reporting person   4,713,642
 
       
12.
  Check box if the aggregate amount in Row (11) excludes certain shares [  ]    
 
  (See Instructions)    
 
       
13.
  Percent of class represented by amount in Row (11)   28.11%
 
       
14.
  Type of reporting person   IN
 
  (See Instructions)    

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Integrity Mutual Funds, Inc.
SCHEDULE 13D
(Amendment No. 2)
Item 3. Source and Amount of Funds or Other Consideration
     The Reporting Person owns no shares of Common Stock.
     On October 4, 2006 Xponential, Inc. used its existing working capital to purchase, through its wholly-owned subsidiary, PawnMart, Inc. (“PawnMart”), 3,050,000 Series A Convertible Preferred Shares (the “Preferred Shares”) of the Issuer at $0.50 per share, from eight (8) investors pursuant to a private placement.
Item 5. Interest in Securities of the Issuer
     (a) As Vice President and a director of Xponential, Inc., the Reporting Person may be deemed to indirectly beneficially own the 1,663,642 shares of Common Stock directly owned by Xponential, Inc. (approximately 12.13% of the total number of shares of Common Stock outstanding) as of October 4, 2006, over which it has sole voting and dispositive power.
          The Reporting Person may also be deemed to indirectly beneficially own the 3,050,000 Preferred Shares owned by Xponential, Inc. through PawnMart as of October 4, 2006. The Preferred Shares are convertible at any time at the election of PawnMart into shares of the issuer’s Common Stock on a one-for-one basis, subject to certain anti-dilutive adjustments. If converted as of the date of purchase, the Preferred Shares would represent 18.19% of the issued and outstanding Common Stock.
          The Reporting Person disclaims beneficial ownership of all shares of Common Stock and the Preferred Shares of the Issuer beneficially owned by Xponential, Inc.
     (b) The Reporting Person does not know of any person who has a right to receive or the power to direct receipt of dividends or proceeds from the sale of such securities of the Issuer.
     (c) During the sixty (60) days period prior to the filing, the Reporting Person had no transactions in the Issuer’s Common Stock.

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SIGNATURES
     After reasonable inquiry and to the best of their knowledge and belief, the persons below certify that the information set forth in this statement is true, complete and correct.
         
Dated: October 9, 2006
  /s/ Jeffrey A. Cummer    
 
       
 
  Jeffrey A. Cummer    

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